Robert Quinn Consulting (RQC) is a regulatory compliance consultancy that advises clients, in the alternative asset management industry, on their UK and US regulatory obligations. RQC’s team of highly experienced consultants act as an additional compliance resource to their clients, working alongside them to provide solutions that are specific to their individual needs. RQC also ensures that its regulatory advice is commercially minded and meets institutional investor expectations. Additionally, RQC offers online compliance training that has been built and designed by senior consultants, as well as regulatory hosting. RQC has offices in London and New York.

CPD activities

  • SMCR Overview
  • SMCR Conduct Rules
  • SMCR for Senior Managers
  • SMCR for Certified Staff
  • Compliance Induction for Investment Firms
  • Anti-Money Laundering for UK Investment Firms
  • Market Abuse Training for UK Investment Firms
  • Cyber Security Training for UK Financial Institutions
  • Anti-Bribery Training for UK Investment Firms

Who should attend?
Individuals who work at FCA authorised firms.

Further Information: